4.在新页面里的Search by company, person, product, reference number or postcode中输入交易商的监管号,比如AETOS艾拓思的监管号(592778),点击Search the Register(搜索)
5.首先校对公司名称。比如Aetos Capital Group (UK) limited,是否和官网一致
6.其次校对公司地址和电话。在Contact Details(联系方式)中的 Addresses(地址)和Phone(电话)找到相关信息,比如L33rd floor 25 Canada Square London E14 5LQ UNITED KINGDOM和44 02070388617是否和官网一致
7.然后校对是否可持有客户资金。在Permission(许可证)一栏中的Client Money(客户资金),出现以下字段This firm must protect the money it holds and/or controls on behalf of customers.It cannot lend this money or use it to finance its own business.(公司需保护并不动用其所持有的客户资金)
8.最后查询公司经营范围。在Agreeing to carry on a regulated activity(允许进行的受监管活动)中,Customer Type(客户类型)中找到Eligible Counterparty(合格机构), Professional(专业机构), Retail(终端零售);然后在Investment Type(投资类型)中找到Contract for Differences(差价合约)